Financial Advisory (FA) AND Co-Financial (Co-FA) Advisory Services

The New York State Thruway Authority (“Authority”) is seeking proposals from experienced and qualified consulting and/or financial service firms registered with the Securities Exchange Commission (SEC) and the Municipal Securities Rulemaking Board (MSRB) as independent registered municipal advisors pursuant to the SEC’s Municipal Advisor Rule, Section 15B of the Exchange Act, to serve as financial and swap advisor (“financial advisory services” include swap advisor services for purposes of this request for proposal) for the issuance of the Authority's bonds, notes or other obligations or derivatives issued on a negotiated or competitive basis, and when special financial advisory services are required by the Authority This bid/proposal opportunity will be available for download at the NYS Thruway Authority’s website: https://pbss.thruway.ny.gov/ OR request a hard copy via mail by calling the “Contact” listed below. Be advised that there is a law in effect that affects lobbying on procurement contracts; further information about the law and its implementation at the Authority can be found on the Authority’s website, www.thruway.ny.gov, under Purchasing Services; Other Forms and Documents section; Lobbying Law Forms & Guidelines. Business enterprises awarded an identical or substantially similar procurement contract within the past five years: C010631 - Acacia Financial Group, Inc. C010632 - Public Resources Advisory Group, Inc. C010634 - Frasca & Associates, LLC C010635 - TKG & Associates LLC C010636 - Rockfleet Financial Services, Inc. Service-Disabled Veteran-Owned Business (SDVOB) SDVOB Goal: 0.00% Minority / Women Business Enterprise contracting goals (MWBE) MBE Goal: 0.00% WBE Goal: 0.00%